Investment Policies and Restrictions in UCITS - Fundamentals

At the end of this training, the participant will be able to:

• understand the legal framework of investment restrictions applicable to UCITS
• understand investment restrictions relating to traditional financial instruments used by UCITS
• understand investment restrictions applicable to UCITS using derivatives or securities lending, repurchase and reverse repurchase transactions

• Reminders
  • Financial instruments
  • Regulatory framework of UCITS funds
• NOTIONS OF REGULATED MARKETS AND TRANSFERABLE SECURITIES
• BASIC RULES RELATING TO UCITS
  • Securities, money market instruments, units of funds
  • Index tracking UCITS
  • Borrowings
  • Control and significant influence
• RULES RELATING TO
  • Simple derivatives, securities embedding a derivative, and global risk
  • Securities lending, pensions, and repo transactions

At the end of the training, the participants will receive a certificate of attendance delivered by the House of Training.