The Fundamentals of Compliance

E-learning

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2,00 Stonn(en)

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EN

Nächst Sessioun

Ziler

The objective of this E-learning course is to provide users with fundamental knowledge of compliance in financial services. The course does not assume any previous knowledge of compliance; it is highly interactive and includes quizzes to check your knowledge. The course serves as the foundation for the other courses in the ALCO/House of Training ComplianceTraining Programme.

Inhalt

  • What is compliance?
  • International bodies promoting compliance
  • Compliance function roles and responsibilities
  • Ethics
  • Data protection
  • Financial crime and money laundering
  • Tax compliance
  • Dormants accounts

Kontakt fir dës Formatioun

House of Training

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