The Fundamentals of Compliance

e-learning

Who is the training for?

All public

Duration

2,00 hours(s)

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2

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6

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Language(s) of service

EN

Next session

Goals

The objective of this E-learning course is to provide users with fundamental knowledge of compliance in financial services. The course does not assume any previous knowledge of compliance; it is highly interactive and includes quizzes to check your knowledge. The course serves as the foundation for the other courses in the ALCO/House of Training ComplianceTraining Programme.

Contents

  • What is compliance?
  • International bodies promoting compliance
  • Compliance function roles and responsibilities
  • Ethics
  • Data protection
  • Financial crime and money laundering
  • Tax compliance
  • Dormants accounts

Organization contact details

House of Training

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