Operational Risk Management in Financial Institutions

• Directeur de l’audit interne
• Responsable de la conformité
• Responsable du contrôle permanent
• Inspecteur - Auditeur - Contrôleur interne - Risk Manager

Pas de prérequis

• Understand the fundamentals of operational risk in financial institutions
• Identify the main sources of operational risk
• Understand the regulatory framework governing operational risk
• Apply risk identification and risk assessment techniques
• Implement risk monitoring tools such as Key Risk Indicators (KRIs)

1. Introduction to Operational Risk
- Definition of operational risk
- Importance of operational risk management in financial institutions
- Examples of major operational risk events in the financial sector

2. Regulatory Framework
- Overview of international regulatory standards
- Basel framework and operational risk
- Expectations of regulators and supervisors

3. Identifying Operational Risks
- Risk taxonomy in financial institutions
- Sources of operational risk
- Methods for identifying operational risks

4. Assessing Operational Risks
- Risk assessment techniques
- Risk scoring methods
- Risk matrices and evaluation tools

5. Monitoring Operational Risks
- Key Risk Indicators (KRIs)
- Risk dashboards
- Risk reporting to management

6. Mitigating Operational Risks
- Preventive controls
- Detective controls
- Strengthening internal control systems

7. Case Study
Practical analysis of an operational risk scenario in a financial institution.

• Animation interactive sur les aspects pratiques de l'audit bancaire d'un réseau d'agences
• Mise en perspective autours de différentes situations rencontrées
• Questions réponses.

Attestation de formation transmise aux participants

Support transmis aux participants