MiFID II refresher

This 2 hours live training module is designed to support the regular update of general knowledge and competence around MiFID II requirements.

Objectives

By the end of this course, participants will be able to have a view on:

• the main topics to keep an eye on based on latest regulatory development and/or market trends;
• on-going monitoring to maintain compliance with regulatory requirements.

• MiFID II’s principles and impacts on the client’s journey
• Hot topics and regulatory updates

Quick Fix: amendments to support economic recovery further to the Covid-19 pandemic
Sustainability preferences
Product governance

• On going monitoring to be maintained

Investor protection
Product governance
Governance and organisation

Cécile has 23 years of professional experience in Luxembourg and developed deep knowledge of Luxembourg banking and investment firms regulations, amongst other topics, internal governance, outsourcing arrangements (BPO/ICT/Cloud) and operational/ICT risk management. She is leading projects of new regulations implementation focusing on business, regulatory and operational impacts. Cécile has experience in the external audit (financial and regulatory audit) of entities of the financial sector, mainly in the banking industry, other professionals of the financial sector (investment firms, support and specialised PFS), management companies and investment funds.