Compliance in Funds - Introduction to the Rules of Conduct and Management Companies/AIFMs

Betribsiwwergräifend Formatioun

Wéi laang dauert d'Formatioun?

 8,00 Stonn(en)

A wéi enger/n Sprooch(en) gëtt d'Formatioun gehalen?

EN

Wéini ass déi nächst Sessioun?

 20.10.2026
Wou fënnt d'Formatioun statt?
 Luxembourg

Wéi vill kascht d'Formatioun?

220,00€

Wien organiséiert dës Formatioun?

Fondation créée en 2015 par la Chambre de Commerce et l’Association des Banques et Banquiers Luxembourg (ABBL), la House of Training est un organisme agréé de formation professionnelle continue qui s'engage à contribuer activement à la compétitivité et à l'attractivité du Luxembourg en développant les compétences de ceux qui font vivre son économie.

Wéi eng Ziler gi verfollegt bzw. wéi eng Kompetenzen ugestrieft?

After completing this course, participants will be able to:

  • Understand ethics with regard to investment funds, their origins and how to identify bad practices
  • Understand the rules of conduct in funds and Management Companies and related professional obligations
  • Understand the rules of market abuse and their specific application to investment funds
  • Understand how to handle customer complaints
  • Understand the key principles of managing conflicts of interest
  • Understand the obligations with regard to confidentiality and data protection

Wéi gesäit den Inhalt vun der Formatioun aus?

  • Introduction
  • Professional ethics in funds, rationale and development, example of bad practice and misconduct in the fund business
  • Governance and ethics in funds
  • Rules of conduct in funds and Management Companies
  • Market abuse and insider trading in relation with funds, with a particular focus on personal transactions dealing and high frequency trading
  • Customer complaints handling
  • Management of conflicts of interest
  • Data protection and confidentiality rules
  • Case studies

Wat kritt Dir um Enn vun der Formatioun?

At the end of the training, the participants can download a certificate of attendance from their client portal House of Training.

Wéini ass déi nächst Sessioun?

Datum
Stad
Sprooch & Präis
20.10.2026
Luxembourg
EN 220,00€

Wéi kann een d'Formatiounsinstitut kontaktéieren?

House of Training

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