ISO 37301 (Compliance Management System) Lead Auditor

The ISO 37301 Lead Auditor training course is developed for individuals responsible for the audit and maintenance of a CMS, for example:

• Compliance Expert, Consultant, Manager, or Officer
• Internal or external auditor
• Legal professional with a focus on compliance
• Regulatory affairs professional

TRECCERT ISO 37301 Lead Auditor is an expert-level course developed to equip trainees with a practical understanding of the Compliance Management System (CMS) auditing approach based on the ISO 37301 and ISO 19011 standards.

LEARNING OBJECTIVES

• Develop the skills necessary to effectively lead the implementation and maintenance of a compliance management system (CMS) in accordance with the ISO 37301 standard.
• Learn how to continuously improve the CMS through the use of corrective and preventive actions, management review, and other process improvement techniques.
• Develop the skills necessary to effectively train and mentor others on the implementation and maintenance of a CMS.
• Understand the role of a lead implementer in managing the CMS implementation project, including risk assessment and stakeholder engagement.

1. Introduction to CMS

• Introduction to Compliance Management System
• CMS overview
• Importance of CMS
• The Need for a CMS

2. ISO 37301 Requirements

• Context of the Organization
• Leadership
• Planning
• Support
• Operation
• Performance Evaluation
• Improvement

3. Introduction to Audit

• Auditing based on ISO 19011
• Types of Audit
• Audit Principles
• Auditor Behavior and Performance
• Auditor Roles and Responsibilities

4. Audit Programme Management

• Creating an Audit Programme
• Establishing Audit Programme
• Audit Programme Implementation
• Audit Programme Monitoring and Reviewing

5. The Audit Process

• Audit Initiation
• Audit Planning Audit
• Execution
• Reporting
• Follow-Up Auditing

Classroom Courses