Transfer Agent: operations and support teams

Wie lange dauert die Weiterbildung?

3,00 Stunde(n)

In welcher/n Sprache(n) wird die Weiterbildung angeboten?

EN FR

Wann findet der nächste Termin statt?

Wer bietet diese Weiterbildung an?

Die PwC Academy nutzt die Expertise von PwC, um Organisationen aller Branchen und Regionen erstklassige Lernerlebnisse anzubieten. Unser Ziel ist es, Fachkräfte bei der Entwicklung ihres Wissens, ihrer Fähigkeiten, Kompetenzen und ihres Fachwissens zu unterstützen, damit sie ihre Organisationen erfolgreich in ihrer Weiterentwicklung begleiten und fördern können.

Mehr sehen

Der Inhalt dieser Seite ist nicht auf Deutsch verfügbar

An wen richtet sich die Weiterbildung?

Anyone involved in the following TA related activities:

Transaction input and processing
Transaction reporting
Cash reconciliation and settlement
Distribution
Operational risk management

Welche Ziele werden verfolgt bzw. welche Kompetenzen sollen erworben werden?

Over the past years, the landscape of the investment fund industry has been reshaping itself, adapting to the evolving needs and expectations of investors and distributors. Along with that shift have come changes in the way the Transfer Agents (TA) operate, organise, manage risk, implement regulations and interact with other stakeholders of the investment funds value chain.

By the end of this session, the participants will be able to understand in detail the role, responsibilities and tasks of each TA department from operational to support functions. The participants will also be guided through the process workflow of the main TA.

Wie sieht der Inhalt der Weiterbildung aus?

Review of the TA 6 main process workflows
Document reception and management
Account registration and maintenance
Transaction input and processing
Reporting
Cash reconciliation and settlement
Fund events
Relationship management
Transversal functions
TA support teams

Welche zusätzlichen Informationen sollte man haben?

This training is coordinated by Alexis Bouly, Director at PwC Luxembourg.

Alexis Bouly is a director with extensive experience in Luxembourg’s financial sector since 2008, specialising in supporting banks and asset servicers through their transformation journeys. With a background as a former auditor, Alexis possesses deep expertise in data, reporting, and regulatory frameworks, enabling detailed operational and compliance analysis. He has led digital transformation initiatives, including Robot Process Automation for fund administration, and managed multiple offshoring projects within securities services. Alexis has overseen post-NAV control framework revamps, financial statement reviews, and MIS reporting for major reinsurance clients. His project management experience spans TA and FA migrations alongside business-as-usual event coordination for leading European fund service providers.