MiFID II - Latest Updates

e-learning

Durée

 1,50 heure(s)

Langue(s) de prestation

EN

Prochaine session

Qui organise cette formation ?

Fondation créée en 2015 par la Chambre de Commerce et l’Association des Banques et Banquiers Luxembourg (ABBL), la House of Training est un organisme agréé de formation professionnelle continue qui s'engage à contribuer activement à la compétitivité et à l'attractivité du Luxembourg en développant les compétences de ceux qui font vivre son économie.

À qui s'adresse la formation?

The persons concerned by the Training Programme are all persons placed under the authorityof a professional (or acting on his behalf) subject to prudential supervision by the CSSF, i.e.individuals providing investment advice (“Advisory profile”) or information (“Information profile”)on financial instruments, investment services or ancillary services to clients.

Objectifs

The objective of the e-learning is to give the most up-to-date information on MiFID II.

Contenu

  • Introduction
    • What is MiFID II
    • Main Organisational requirements
    • Main Investor protection requirements
    • Market Infrastructure
  • Targeted amendments to MiFID II/ MiFIR
    • Provision of information
    • Investment research and SME markets
    • Product Governance
    • Commodities markets
    • Transparency
    • Data
    • Competition and single rule book for execution venues
    • Exemptions
  • IFR and IFD
    • Change in capital requirements
    • Remuneration rules
  • Guidelines
    • Governance
    • Product Governance
    • Suitability and appropriateness
    • Remuneration
    • Others
  • Sustainability requirements and operating conditions
    • Green Deal
    • Sustainability and duties towards investors
    • Sustainability and operating conditions
  • Conclusion and way forward

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