Weiterbildung - MiFID II - Latest Updates

An wen richtet sich die Weiterbildung?

The persons concerned by the Training Programme are all persons placed under the authorityof a professional (or acting on his behalf) subject to prudential supervision by the CSSF, i.e.individuals providing investment advice (“Advisory profile”) or information (“Information profile”)on financial instruments, investment services or ancillary services to clients.

Dauer

1,50 Stunde(n)

Sprache(n) der Dienstleistung

Nächster Termin

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Ziele

The objective of the e-learning is to give the most up-to-date information on MiFID II.

Inhalt

Introduction
- What is MiFID II
- Main Organisational requirements
- Main Investor protection requirements
- Market Infrastructure
Targeted amendments to MiFID II/ MiFIR
- Provision of information
- Investment research and SME markets
- Product Governance
- Commodities markets
- Transparency
- Data
- Competition and single rule book for execution venues
- Exemptions
IFR and IFD
- Change in capital requirements
- Remuneration rules
Guidelines
- Governance
- Product Governance
- Suitability and appropriateness
- Remuneration
- Others
Sustainability requirements and operating conditions
- Green Deal
- Sustainability and duties towards investors
- Sustainability and operating conditions
Conclusion and way forward