Ethical Behaviour in Banking - Fundamentals

Formation inter-entreprise

À qui s'adresse la formation?

Tout public

Durée

4,00 heure(s)

Langues(s) de prestation

EN

Prochaine session

Objectifs

The aim of this course is to explain and define the professional obligations and rules of conduct that must be observed by all employees of banks and PSFs (FSP).

Contenu

  • Introduction
    • Position and mission of the CSSF
    • Fight against money laundering & terrorist  financing
  • Professional obligations
    • Professional secrecy
    • Prudential rules (Specialised PSF and Support PSF)
    • Rules of conduct (Specialised PSF and Support PSF)
    • Special rules of conduct for PSF managing third-party funds
    • Rules of conduct - MIFiD
    • The ABBL's Code of Ethics
    • The ALFI's Code of Ethics
      • Market abuse
      • Economic crime
      • Computer Crime
      • The Compliance Function

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