Ethical Behaviour in Banking - Fundamentals

Inter-company training

Duration

 4,00 hours(s)

Language(s) of service

EN

Next session

Who is organizing this training?

Fondation créée en 2015 par la Chambre de Commerce et l’Association des Banques et Banquiers Luxembourg (ABBL), la House of Training est un organisme agréé de formation professionnelle continue qui s'engage à contribuer activement à la compétitivité et à l'attractivité du Luxembourg en développant les compétences de ceux qui font vivre son économie.

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Goals

The aim of this course is to explain and define the professional obligations and rules of conduct that must be observed by all employees of banks and PSFs (FSP).

Contents

  • Introduction
    • Position and mission of the CSSF
    • Fight against money laundering & terrorist  financing
  • Professional obligations
    • Professional secrecy
    • Prudential rules (Specialised PSF and Support PSF)
    • Rules of conduct (Specialised PSF and Support PSF)
    • Special rules of conduct for PSF managing third-party funds
    • Rules of conduct - MIFiD
    • The ABBL's Code of Ethics
    • The ALFI's Code of Ethics
      • Market abuse
      • Economic crime
      • Computer Crime
      • The Compliance Function

Organization contact details

House of Training

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