Ethical Behaviour in Banking - Fundamentals

Inter-company training

Who is the training for?

All public

Duration

4,00 hours(s)

Language(s) of service

EN

Next session

Goals

The aim of this course is to explain and define the professional obligations and rules of conduct that must be observed by all employees of banks and PSFs (FSP).

Contents

  • Introduction
    • Position and mission of the CSSF
    • Fight against money laundering & terrorist  financing
  • Professional obligations
    • Professional secrecy
    • Prudential rules (Specialised PSF and Support PSF)
    • Rules of conduct (Specialised PSF and Support PSF)
    • Special rules of conduct for PSF managing third-party funds
    • Rules of conduct - MIFiD
    • The ABBL's Code of Ethics
    • The ALFI's Code of Ethics
      • Market abuse
      • Economic crime
      • Computer Crime
      • The Compliance Function

Organization contact details

House of Training

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