The Fundamentals of Compliance

e-learning

À qui s'adresse la formation?

Tout public

Durée

2,00 heure(s)

A
p
p
r
o
x
i
m
a
t
e
l
y

2

h
o
u
r
s
.

A
c
c
e
s
s

t
o

t
h
e

m
o
d
u
l
e

r
e
m
a
i
n
s

v
a
l
i
d

f
o
r

a

p
e
r
i
o
d

o
f

6

m
o
n
t
h
s
.

Langues(s) de prestation

EN

Prochaine session

Objectifs

The objective of this E-learning course is to provide users with fundamental knowledge of compliance in financial services. The course does not assume any previous knowledge of compliance; it is highly interactive and includes quizzes to check your knowledge. The course serves as the foundation for the other courses in the ALCO/House of Training ComplianceTraining Programme.

Contenu

  • What is compliance?
  • International bodies promoting compliance
  • Compliance function roles and responsibilities
  • Ethics
  • Data protection
  • Financial crime and money laundering
  • Tax compliance
  • Dormants accounts

Contact pour cette formation

House of Training

Ces formations pourraient vous intéresser

EN
Journée
Hedge Funds
Sur demande
Banque assurance - Banque - Marché financier - Produit financier