MiFID II - Investment Advisory Services (FR)

À qui s'adresse la formation?

The persons concerned by the Training Programme are all persons placed under the authorityof a professional (or acting on his behalf) subject to prudential supervision by the CSSF, i.e.individuals providing investment advice (“Advisory profile”) on financial instruments, investment services or ancillary services to clients.

Durée

8,00 heure(s)

Langues(s) de prestation

Prochaine session

Contacter l'organisme

Objectifs

This module is part of the MiFID II Certification.

Contenu

This course is designed for professionals that provide advisory service within the meaning of MiFID II. It focuses on the customer advisory function and the related obligations and requirements.

The contents of this module are the following:

Costs and fees of the advisory services provided to the client
Application of MiFID II guidelines in product/client profiles
Understanding the client’s needs and risk appetite
Basic principles of portfolio management
Measuring performance
Investment styles and strategies; alternative investments
Consequences of diversification

Informations supplémentaires

Experienced professional specialists selected on the basis of their in-depth knowledge of markets and financial products under MiFID rules I and II, and ESMA criteria.

Course material: English

Assessment and Certification: English or French