Training - MiFID II - Investment Advisory Services (FR)

Duration

8,00 hours(s)

Language(s) of service

Next session

Who is organizing this training?

Fondation créée en 2015 par la Chambre de Commerce et l’Association des Banques et Banquiers Luxembourg (ABBL), la House of Training est un organisme agréé de formation professionnelle continue qui s'engage à contribuer activement à la compétitivité et à l'attractivité du Luxembourg en développant les compétences de ceux qui font vivre son économie.

Who is the training for?

The persons concerned by the Training Programme are all persons placed under the authorityof a professional (or acting on his behalf) subject to prudential supervision by the CSSF, i.e.individuals providing investment advice (“Advisory profile”) on financial instruments, investment services or ancillary services to clients.

Goals

This module is part of the MiFID II Certification.

This course is designed for professionals that provide advisory service within the meaning of MiFID II. It focuses on the customer advisory function and the related obligations and requirements.

The contents of this module are the following:

Costs and fees of the advisory services provided to the client
Application of MiFID II guidelines in product/client profiles
Understanding the client’s needs and risk appetite
Basic principles of portfolio management
Measuring performance
Investment styles and strategies; alternative investments
Consequences of diversification

Additional information

Experienced professional specialists selected on the basis of their in-depth knowledge of markets and financial products under MiFID rules I and II, and ESMA criteria.

Course material: English

Assessment and Certification: English or French