EU Market Abuse

Durée

1,00 heure(s)

Langue(s) de prestation

Prochaine session

Qui organise cette formation ?

Fondation créée en 2015 par la Chambre de Commerce et l’Association des Banques et Banquiers Luxembourg (ABBL), la House of Training est un organisme agréé de formation professionnelle continue qui s'engage à contribuer activement à la compétitivité et à l'attractivité du Luxembourg en développant les compétences de ceux qui font vivre son économie.

Objectifs

There are 3 core objectives of this interactive e-learning course:

Gain a basic understanding of the concept of market abuse and the different components it has
Gain an appreciation of the main themes within the market a buse regulation and criminal sanctions for market abuse directive
Look at the potential impact that non compliance with the laws could have on organizations. This is quite important as it helps to put into perspective the seriousness of the offences outlined in the regulation and local transposition.

Contenu

Background
Scope
Inside information
Market abuse indicators
Additional issues
Safe harbors
Sanctions & Penalties
Control framework
Reporting

Informations supplémentaires

It is suitable for all employees working within financial services who need to gain an understanding of market abuse.

There is a knowledge check with 10 questions at the end of the course with a standard pass mark of 80% and unlimited attempts.
The 10 questions are drawn randomly from a larger bank of questions. Each attempt will draw a different mix of questions.

+/- 2 h (licence remains active for 6 months)

The E-Learning is available in both English and French, with the language selection made upon login.