Risk Management - Governance and Risk Management Framework for Funds

The progress of sound investment practices and regulations have established risk management as a cornerstone of modern financial markets, playing a vital role across every investment management organisation.
This course covers the fundamental knowledge on the roles, the governance and regulatory principles defining the risk management function within investment funds, and provides the primary market practices for establishing a risk management framework.

• Understand the principles of governance and its relevance for investment funds
• Learn the reference regulatory principles and frameworks guiding investment fund risk management
• Analyze the organization of investment funds, its functions, stakeholders and respective roles in ensuring effective governance
• Understand the importance of processes, procedures and policies in determining fund organisation

• Institutions and regulations
  • Institutions
    • European institutions – ESMA, ESRB
    • International institutions
    • National regulators
  • Directives and regulations
• International legislation
  • European legislation
    • UCITS
    • AIFMD
    • MMFD
    • Other European legislation
  • Non-European legislation
• CSSF circulars
  • 11/512
  • 18/698
• Future trend