Weiterbildung - Regulatory Framework for PFS in Luxembourg

Wie lange dauert die Weiterbildung?

1,00 Stunde(n)

In welcher/n Sprache(n) wird die Weiterbildung angeboten?

Wann findet der nächste Termin statt?

Wer bietet diese Weiterbildung an?

Fondation créée en 2015 par la Chambre de Commerce et l’Association des Banques et Banquiers Luxembourg (ABBL), la House of Training est un organisme agréé de formation professionnelle continue qui s'engage à contribuer activement à la compétitivité et à l'attractivité du Luxembourg en développant les compétences de ceux qui font vivre son économie.

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An wen richtet sich die Weiterbildung?

New employees, experienced employees, managers and control functions (Compliance, Risk Management, Internal Control, Internal Audit) of specialized PFS and support PFS wishing to acquire or consolidate their understanding of the regulatory, prudential and compliance framework applicable in Luxembourg.

Welche Ziele werden verfolgt bzw. welche Kompetenzen sollen erworben werden?

Upon completion of this training, participants will be familiar with the legal framework and prudential obligations governing the professional activities of the PFS (Professional of the Financial Sector).

Wie sieht der Inhalt der Weiterbildung aus?

Luxembourg's financial center
The legal framework for PFS and the role of the CSSF
Professional secrecy
Combating money laundering, terrorist financing, and international financial sanctions
Prudential rules applicable to specialized PFS and support PFS
Rules of conduct applicable to PFS
MiFID II principles and investor protection
Governance, internal control, and risk management
The Compliance function
Market abuse
Economic crime
Cybersecurity and operational resilience (DORA)
Personal data protection (GDPR)
Other regulations and directives: AI Act, NIS2, and MiCA
Sanctions and lessons learned from CSSF decisions