Training - Regulatory Framework for PFS in Luxembourg

How long does the training course last?

1,00 hours(s)

In which language(s) is the training course taught?

When will the next session take place?

Who is organising this training course?

Fondation créée en 2015 par la Chambre de Commerce et l’Association des Banques et Banquiers Luxembourg (ABBL), la House of Training est un organisme agréé de formation professionnelle continue qui s'engage à contribuer activement à la compétitivité et à l'attractivité du Luxembourg en développant les compétences de ceux qui font vivre son économie.

Who is the training course aimed at?

New employees, experienced employees, managers and control functions (Compliance, Risk Management, Internal Control, Internal Audit) of specialized PFS and support PFS wishing to acquire or consolidate their understanding of the regulatory, prudential and compliance framework applicable in Luxembourg.

What are the aims or the skills being targeted?

Upon completion of this training, participants will be familiar with the legal framework and prudential obligations governing the professional activities of the PFS (Professional of the Financial Sector).

What does the training course cover?

Luxembourg's financial center
The legal framework for PFS and the role of the CSSF
Professional secrecy
Combating money laundering, terrorist financing, and international financial sanctions
Prudential rules applicable to specialized PFS and support PFS
Rules of conduct applicable to PFS
MiFID II principles and investor protection
Governance, internal control, and risk management
The Compliance function
Market abuse
Economic crime
Cybersecurity and operational resilience (DORA)
Personal data protection (GDPR)
Other regulations and directives: AI Act, NIS2, and MiCA
Sanctions and lessons learned from CSSF decisions