Registrar and Transfer Agency

After completing this course, participants will be able to understand:

The activities and role of the transfer agent in the fund value chain

• The structure of distribution networks
• The roles and responsibilities of the transfer agent
• The daily activities of the transfer agent
• The future trends in transfer agency

• Refresher
• Structure of fund distribution networks
• TA activities
  • Investor servicing
  • Document management
  • Register maintenance
  • Processing of transactions and fees
  • Reporting
  • Cash management
• ENVIRONMENT AND IT TOOLS
• Processing of transactions and fees