Formation - Eligible assets and investment restrictions for Luxembourg UCITS

Combien de temps dure la formation ?

6,00 heure(s)

Dans quelle(s) langue(s) la formation est-elle donnée ?

EN FR

Quand a lieu la prochaine session ?

Qui organise cette formation ?

PwC Academy fait levier sur l'expertise de PwC pour offrir aux organisations de tous secteurs et régions des expériences pédagogiques de premier ordre. Notre objectif est d'aider à développer les connaissances, les aptitudes, les compétences et l'expertise des professionnels pour accompagner leurs organisations dans leur développement.

Le contenu de cette page n'est pas disponible en français

À qui s’adresse la formation ?

Professionals of the financial sector dealing with UCITS investment funds
People in charge of the risk management of a self-managed SICAV or a management company
People responsible and/or in charge of the investment restrictions' review
Internal auditors and compliance officers
People in charge of the regulatory reporting
Product developers
Investment managers
Board members

Quels sont les objectifs poursuivis ou les compétences visées ?

The funds industry evolves in a constantly changing legal and regulatory environment, with products and investments strategies always more innovative and complex. In the context of an efficient risk management, it is key to have a sound knowledge of the eligibility criteria of financial instruments/indices/stock exchanges and of the investment rules applicable to UCITS.

By the end of this training, the participants will have a deeper knowledge on:

the eligibility criteria applicable to the different types of eligible investments for a UCITS with a focus on some financial instruments and indices;
the global and individual investment limits;
as well as of the main guidelines in relation to the management of the risks associated to financial derivative instruments as defined by the regulations applicable to UCITS.

Quel est le contenu de la formation ?

The training has been developed in three main parts:

Eligible investments: eligibility criteria as defined by the regulations and illustration of the theoritical approach with some concrete examples based on the analysis of term sheets, prospectus and methodologies
Investment limits: global and individual investment limits and illustration of these limits using practical cases
Financial derivatives: main guidelines in relation to risk management and illustration of these limits with practical cases

Quelles informations supplémentaires sont utiles à savoir ?

This training is coordinated by Stéphanie Jean, Managing Director at PwC Luxembourg.

Stéphanie is a managing director with around 22 years of expertise in UCITS investment compliance, focusing on investment eligibility analysis, risk management, and complex derivatives. She has extensive experience advising PwC clients and has developed deep knowledge of the Luxembourg investment fund industry through auditing investment funds and management companies. Stéphanie’s expertise includes eligibility analysis, compliance system reviews, and training in asset management compliance within Luxembourg and European regulatory frameworks. She has led critical client projects such as reviewing compliance systems, assessing financial market eligibility, analysing investment strategies, and supporting audit teams, demonstrating strong leadership in regulatory and compliance advisory.