Regulatory reporting - UCITS and AIFs

• Asset managers
• Alternative fund managers
• Risk conducting officers
• Risk management teams

Depending on the type of investors and structure, domicile and distribution of your funds, you may be subject to specific regulatory reporting.

Compliance with fund regulatory reporting requirements is decisive for ensuring transparency among investors, reducing legal and financial risks and maintaining market integrity.

By the end of this course, participants will be able to:

• describe the fundamental aspects of regulatory reporting requirements;
• identify the different reporting requirements based on fund type / investors;
• understand the registration and filing deadlines for the different regulatory reporting obligations.

• Main reportings under the European regulatory reporting framework
• What are the different drivers for the reporting requirements
• Potential consequences in case of missing reporting obligations
• Recent updates on the regulatory reporting landscape

This training is coordinated by Jonathan Picard, Tax Partner in the Global Tax and Compliance practice of PwC Luxembourg.

The training will be presented by experts in the investor tax reporting regimes for both, traditional and alternative funds.

Jonathan Picard is a partner at PwC Luxembourg specialising in the Asset and Wealth Management (AWM) tax practice. Since joining PwC in 2006, he has progressed from auditing mutual funds to leading tax reporting and operational tax matters for global asset managers, focusing on investment funds including mutual and alternative funds. In 2012, he gained expertise in UK reporting fund status through a secondment to PwC London. Jonathan has extensive knowledge of accounting and tax issues in the AWM industry, supported by his certification as an expert-comptable in Luxembourg. His expertise includes investor tax reporting, UK fund status, and US tax reporting for funds.