Investment Policies and Restrictions in UCITS - Fundamentals

At the end of this training, the participant will be able to:

• understand the legal framework of investment restrictions applicable to UCITS
• understand investment restrictions relating to traditional financial instruments used by UCITS
• understand investment restrictions applicable to UCITS using derivatives or securities lending, repurchase and reverse repurchase transactions

• Reminders
• Financial instruments
• Regulatory framework of UCITS funds
• NOTIONS OF REGULATED MARKETS AND TRANSFERABLE SECURITIES
• BASIC RULES RELATING TO UCITS
• Securities, money market instruments, units of funds
• Index tracking UCITS
• Borrowings
• Control and significant influence
• RULES RELATING TO
• Simple derivatives, securities embedding a derivative, and global risk
• Securities lending, pensions, and repo transactions

At the end of the training, the participants will receive a certificate of attendance delivered by the House of Training.