Management company branch oversight

Combien de temps dure la formation ?

2,00 heure(s)

Dans quelle(s) langue(s) la formation est-elle donnée ?

EN FR

Quand a lieu la prochaine session ?

Qui organise cette formation ?

PwC Academy fait levier sur l'expertise de PwC pour offrir aux organisations de tous secteurs et régions des expériences pédagogiques de premier ordre. Notre objectif est d'aider à développer les connaissances, les aptitudes, les compétences et l'expertise des professionnels pour accompagner leurs organisations dans leur développement.

Le contenu de cette page n'est pas disponible en français

À qui s’adresse la formation ?

ManCo/AIFM conducting officers/directors
ManCo/AIFM board members
ManCo/AIFM oversight officers

Quels sont les objectifs poursuivis ou les compétences visées ?

Many Luxembourg management companies have branches, notably in Europe. The CSSF highlighted the importance of an effective oversight of these branches. However, implementing an effective branch oversight remains a challenge for many management companies.
In this context, PwC Academy has developed a training programme providing participants with the right level of knowledge along with a set of tools and techniques allowing them to get up to speed and be well-prepared to meet the expectations of the regulator.

This training programme has been developed to provide practical examples for direct implementation across various functions within management companies.

Starting with the participants' company operating model, our expert will illustrate using examples.

By the end of this training, participants will be able to:

understand the essential elements of the branch oversight framework;
understand practical aspects of key functions in branch oversight (portfolio management, risk management, compliance, etc).

Quel est le contenu de la formation ?

Essential elements of the branch oversight framework
Practical aspects of the branch oversight for:
- Portfolio management
- Distribution
- Central administration
- Risk management
- Compliance
- Internal audit
- Information technology
- Corporate accounting

Quelles informations supplémentaires sont utiles à savoir ?

This training is coordinated by Anthony Bianco, Partner and Claudia Tripodo, Director at PwC Luxembourg.

Anthony is a partner at PwC Luxembourg, co-leading Internal Audit and Regulatory Advisory services for Financial Sector clients, including Asset Management and Banks. With over 18 years of experience in internal and external audit, he holds a Certified Internal Auditor (CIA) qualification. Anthony oversees numerous compliance and regulatory advisory projects within the Asset Management and Alternatives industries, focusing on CSSF inspection preparation, licensing processes, compliance methodologies, and policy development. His expertise spans Internal Audit, Asset Management, Regulatory Compliance, and AML/CFT/KYC, with notable client projects involving management companies, alternative investment fund managers, specialised PFS, fund administrators, registrar agents, and depositary banks.
Claudia is a director in the Regulatory Compliance Advisory Department at PwC Luxembourg, with over six years of experience in the asset and wealth management industry. She specialises in fund set-up, regulatory maintenance, restructuring projects, licensing of financial sector professionals and management companies, and reviewing management company activities to ensure compliance with regulatory requirements. Her responsibilities include drafting and reviewing fund documentation, management policies, and CSSF intermediation, as well as conducting gap analyses and remediation plans for new laws and regulations. Claudia has led key projects involving UCITS and alternative investment funds, sustainable finance, regulatory updates, and has delivered internal and external training sessions.