Markets in Financial Instruments Directive II (MiFIDII)

e-learning

Quel niveau est visé à l’issue de la formation ?

Avancé

Combien de temps dure la formation ?

 5,00 heure(s)

Dans quelle(s) langue(s) la formation est-elle donnée ?

DE EN FR

Quand a lieu la prochaine session ?

Qui organise cette formation ?

At Deloitte, we realize that training is a key factor for the evolution and development of both individuals and companies. We offer a wide range of regulatory and non-regulatory training programs, covering both "hard and soft skills", which are standardized or customized, in a digital or face-to-face format.

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À qui s’adresse la formation ?

  • Board
  • Management
  • Operations.

Quels sont les objectifs poursuivis ou les compétences visées ?

In this eLearning you will be guided through different modules by closely following the storyline of Ben the Banker who is a newly hired employee being introduced to MiFID II.

By the end of this training, you will be able to:

  • Know the business and organizational requirements for financial organizations
  • Understand the authorization requirements for regulated markets
  • Comply with reporting requirements to avoid market abuse
  • Offer the appropriate documentation to the client and
  • Improve its transparency to customers in terms of transactions

Quel est le contenu de la formation ?

1. Introduction

  • Context and objectives
  • Context and background
  • Why MiFID II?
  • Key principles of the regulation.

2. Focus on client protection

  • Getting ready for transactions
  • Onboarding a client
  • During the trade
  • Post-trade
  • Investment research
  • Product documentation.

3. Compliance and other requirements

  • Client order handling
  • Compliance and complaints handling
  • Conflicts of interest and record-keeping
  • Personal transactions
  • Management body.

4. Knowledge check

  • Random selection of questions.

Quelles méthodes pédagogiques sont utilisées ?

DLearn offers a dynamic approach to digital learning:

  • All sessions are modular and easy to customize to perfectly fit your needs
  • The units (maximum 15 minutes) are incorporated in an interactive storyline.

Comment l’évaluation est-elle organisée ?

At the end of this eLearning, the learner will be evaluated on the topic via a knowledge check.

Que recevez-vous à la fin de la formation ?

Our MiFID II eLearning is part of our CSSF MiFID II training program. An official certificate will be delivered upon validation.

Quel support de cours est fourni ?

All our eLearning courses are available on the DLearn platform or can be provided directly in SCORM format.

Quelles informations supplémentaires sont utiles à savoir ?

All our eLearnings are customizable for any industry.

Comment contacter l’organisme de formation ?

Isabelle Dricot

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