MiFID II digital assessment

e-learning

An wen richtet sich die Weiterbildung?

Asset managers, client advisors, front-office representatives and other professionals in scope of the CSSF circular 17/665.

Erreichtes Niveau

Fortgeschritten

Dauer

1,00 Stunde(n)

Sprache(n) der Dienstleistung

EN

Nächster Termin

Preis

40.00€

Ziele

A digital tutorial from the MiFID certification e-learning suite, designed to support the regular update of general knowledge and competence around MiFID II requirements.

Inhalt

Standalone online quiz composed of 40 randomly displayed single and multiple-choice questions related to scenarios and day-to-day situations relevant for investment advice and information providers.

Further to the assessment, a final score is displayed based on the percentage of correct answers.

Zusätzliche Informationen

This course has been designed with the support and collaboration of Cécile Liégeois, Partner and is coordinated by Isabelle Willequet, Senior Manager at PwC Luxembourg.

Cécile has 23 years of professional experience in Luxembourg and developed deep knowledge of Luxembourg banking and investment firms regulations, amongst other topics, internal governance, outsourcing arrangements (BPO/ICT/Cloud) and operational/ICT risk management. She is leading projects of new regulations implementation focusing on business, regulatory and operational impacts. Cécile has experience in the external audit (financial and regulatory audit) of entities of the financial sector, mainly in the banking industry, other professionals of the financial sector (investment firms, support and specialised PFS), management companies and investment funds.

With 29 years of professional experience in the Luxembourg banking sector, Isabelle has cultivated a profound understanding of banking processes, associated risks, and the implementation of effective controls. She has successfully led numerous operational and regulatory-driven projects across several major banking institutions, showcasing her expertise and leadership in the field.

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