MiFID II refresher

Formation inter-entreprise

À qui s'adresse la formation?

  • Authorised managers
  • Compliance officers
  • Internal auditors
  • Project managers in charge of regulatory projects

Niveau atteint

Avancé

Durée

2,00 heure(s)

Langues(s) de prestation

EN FR

Prochaine session

Objectifs

MiFID II is live since 3 January 2018 yet. Knowledge and competence shall be maintained to ensure your organisation operates as per MiFID II requirements and market best practices.

Objectives

By the end of this course, participants will be able to have a view on:

  • the main topics to keep an eye on based on latest regulatory development and/or market trends
  • on-going monitoring to maintain requirements

Contenu

  • MiFID II - key topics to focus on split by MiFID II areas on which regulatory development has been foreseen:
    • Information to clients/reporting
    • Transaction related topics
    • Governance related topics
    • Product governance
  • On going monitoring to be maintained covering the following aspects:
    • Investor protection
    • Product governance
    • Governance and organisation

Informations supplémentaires

Cécile has 22 years of professional experience in Luxembourg and developed deep knowledge of Luxembourg banking and investment firms regulations, amongst other topics, internal governance, outsourcing arrangements (BPO/ICT/Cloud) and operational/ICT risk management. She is leading projects of new regulations implementation focusing on business, regulatory and operational impacts. Cécile has experience in the external audit (financial and regulatory audit) of entities of the financial sector, mainly in the banking industry, other professionals of the financial sector (investment firms, support and specialised PFS), management companies and investment funds.

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