Fund Compliance Officer

How long does the training course last?

64,00 hours(s)

In which language(s) is the training course taught?

When will the next session take place?

Who is organising this training course?

Fondation créée en 2015 par la Chambre de Commerce et l’Association des Banques et Banquiers Luxembourg (ABBL), la House of Training est un organisme agréé de formation professionnelle continue qui s'engage à contribuer activement à la compétitivité et à l'attractivité du Luxembourg en développant les compétences de ceux qui font vivre son économie.

What are the aims or the skills being targeted?

This certification course develops the fundamental skills in relation to compliance in the field of investment vehicles and addresses the concepts of financial and operational risk management as well as the monitoring of the investment policies and restrictions.

What does the training course cover?

This certification is composed of 6 modules available either in French, in English or both:

Compliance - Fundamentals

Compliance - Fondamentaux

Compliance in Funds - Introduction to the Rules of Conduct and Management Companie/AIFMs
Politiques et restrictions d'investissement - Fondamentaux

Investment Policies and Restrictions in UCITS - Fundamentals

Advanced Investment Restrictions

Restrictions d'investissements complexes en pratique

Risk Management - Fundamentals

Risk Management - Fondamentaux

NAV Errors and Breaches CSSF Circular 24/856

Valeur nette d’inventaire (VNI) - Erreurs et manquements - Circulaire CSSF 24/856

What other information is useful to know?

Évaluation:

Examination: Each of the modules comprising this programme may be assessed through an examination.
Certification:To obtain the certificate, candidates must successfully pass all examinations associated with the listed modules and submit a formal request to Customer Service. Upon receipt and verification, the House of Training will issue the certificate.

Autres informations:

Registration to each training has to be made separately, by clicking on the above links. You will be redirected to the training page, where you will find related information, as well as the registration button to the training and the exam.

This certification is both in French and English.