ISO 37301 (Compliance Management System) Lead Implementer

The ISO 37301 Lead Implementer training course is developed for individuals responsible for the implementation and maintenance of a CMS, for example:

• Compliance Expert, Consultant, Manager, or Officer
• Quality Manager
• Risk Manager
• Regulatory affairs professional

TRECCERT MS Lead Implementer is an advanced-level course developed to provide trainees with a solid knowledge of the ISO 37301 guidelines. The training course provides an in-depth explanation of guidelines and controls mandated to establish, manage and improve a compliance management system.

LEARNING OBJECTIVES

• Develop the skills necessary to effectively lead the implementation and maintenance of a compliance management system (CMS) in accordance with the ISO 37301 standard.
• Learn how to continuously improve the CMS through the use of corrective and preventive actions, management review, and other process improvement techniques.
• Develop the skills necessary to effectively train and mentor others on the implementation and maintenance of a CMS.
• Understand the role of a lead implementer in managing the CMS implementation project, including risk assessment and stakeholder engagement.

1. Introduction to CMS

• Introduction to Compliance Management System
• CMS overview
• Importance of CMS
• The Need for a CMS

2. ISO 37301 Requirements

• Context of the Organization
• Leadership
• Planning
• Support
• Operation
• Performance Evaluation
• Improvement

3. CMS Initiation

• Develop the CMS Project Charter
• Ensure Management Commitment
• Identify the Interested Parties
• Conduct a Gap Analysis

4. Establishment Phase

• Establish the Context of Organization
• Define the CMS Scope
• Establish the Objectives, Processes, and Procedures
• Establish the CMS Policy
• Define the Risk Assessment Approach
• Create the CMS Implementation Plan
• Management Authorization

5. Implementation and Operation Phase

• Compliance Culture and Governance
• Implement Operational Controls
• Implement Technical Controls
• Compliance Risk Assessment
• Manage Operations and Resources

6. Monitor and Review Phase

• Monitor the CMS
• Monitor the CMS
• Review the CMS

7. Maintenance and Improvement Phase

• Implement the Identified Improvements
• Corrective and Preventive Actions
• Communicate the Actions and Improvements
• Ensure Continual Improvement of the CMS

Classroom Courses