Internal audit function applicable in banks (C6057)

Inter-company training

Who is the training for?

Anyone interested in entering the career in the financial sector.

Duration

30,00 hours(s)

10 weeks, 1 x 3 hours/week

Language(s) of service

EN

Prerequisites

None. However, its is recommended to complete the course "IFRS: Overview of Key Standards" (C2026) prior to enroll to this course or to have equivalent knowledge.

Goals

  • Appreciate and understand the laws, regulations, codes of conduct applicable to entities in the financial sector and the regulatory framework for the internal audit function.
  • Understand the aim and objectives of the internal audit chart.
  • Understand the particular position of the internal audit within the organisation, i.e. independent from the other functions it intends to audit.
  • Confirm that the audit function is independent from the other functions it intends to audit.
  • Understand the way the internal audit plan over a period lasting 3 years is elaborate.
  • Appreciate how to plan any audit task and execute it in compliance with the laws, codes of conduct and regulations as required.
  • Understand how to document any audit mission undertaken, informing the concerned individuals, concerned management, external auditor and in case the regulator.
  • Understand how an internal auditor ascertain that all tasks in internal audit plan are done (even when an outsourced internal audit function).
  • Discover audit reporting methods.

Contents

Le contenu est identique aux objectifs d'apprentissage pour cette formation.

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