Conducting Officers in Investment Fund Management

Duration

4,00 hours(s)

Language(s) of service

Next session

Who is organizing this training?

Fondation créée en 2015 par la Chambre de Commerce et l’Association des Banques et Banquiers Luxembourg (ABBL), la House of Training est un organisme agréé de formation professionnelle continue qui s'engage à contribuer activement à la compétitivité et à l'attractivité du Luxembourg en développant les compétences de ceux qui font vivre son économie.

Who is the training for?

Conducting Officers and professionals involved in the management and oversight of investment funds.

Goals

By the end of the training, participants should understand:

Roles of an IFM and the scope of authorized activities
Expected governance as per Circular 18/698
Responsibilities of Conducting Officers per regulated functions within an IFM
The process of setting up a UCITS/AIFs fund
IFM Oversight obligations
Overview of fundamental operational best practices for IFMs

In the ever-evolving landscape of Luxembourg's funds industry, Conducting Officers play a pivotal role in adhering to regulations, making informed decisions, and ensuring robust operational practices. This program is crafted to not only guide Conducting Officers in meeting regulatory standards, but also to excel in their vital roles. Collaborating with industry experts, we will delve into rule updates, risk assessment methodologies, ethical considerations, and the integration of technology in financial management. Through a blend of theory, real-world examples, and hands-on workshops, participants will gain practical insights for more effective decision-making.

Introduction to CSSF Circular 18/698

Overview of CSSF Circular 18/698 and its significance for IFMs
Key regulatory requirements and obligations imposed by the Circular
Understanding the impact on IFM operations and control functions

Regulatory Landscape in Luxembourg

Comprehensive review of the regulatory framework for investment fund managers in Luxembourg
Updates on recent regulatory changes and their implications
Case studies illustrating regulatory challenges

Roles and Responsibilities of Conducting Officers

Detailed examination of the responsibilities assigned to Conducting Officers by CSSF Circular 18/698
Practical insights into the day-to-day functions and obligations of Conducting Officers

Risk Management and Compliance Framework

Establishing and maintaining a robust risk management framework
Identifying and mitigating key risks faced by IFMs

Cross-Border Distribution Networks

Explore partnerships with local distributors or financial institutions for smoother cross-border distribution
Leverage the expertise of local entities to navigate specific regulatory nuances