Compliance function in financial sector (C6059)

Inter-company training

How long does the training course last?

 30,00 hours(s)

10 weeks, 1 x 3 hours/week

In which language(s) is the training course taught?

EN

When will the next session take place?

 25.02.2027
Where does the training course take place?
 Lieu à définir

How much does the training course cost?

180,00€

Who is organising this training course?

Le Luxembourg Lifelong Learning Centre (LLLC), le centre de formation continue de la Chambre des salariés, dispose d'une large gamme de formations continues qui s’adressent à tout un chacun. Son offre de formation a pour objet de doter les apprenants pour autant que possible du savoir-faire approprié pour maîtriser un environnement de travail, des processus et des technologies, voire des aptitudes sociales, en constante évolution, et ce pour sécuriser au maximum leurs parcours professionnels. Le LLLC propose une panoplie importante de formations: des cours du soir; des séminaires, qui peuvent être adaptés sur mesure selon les besoins des entreprises; des formations universitaires; des formations spécialisées; des formations pour seniors; des certifications professionnelles.

What are the prerequisites?

Successful completion of the module "Introduction to IFRS: Overview of Key Standards" (C2026) or proof of equivalent certified knowledge.

What are the aims or the skills being targeted?

  • Gain an insight of the applicable regulations, laws and codes of conduct as issued by the Regulator.
  • See how to deal with compliance issues that the institution might face with new activities and how they assess the impact. 
  • Familiarize with the institutions existing set of regulations, laws and codes of conduct for when broaching new products, activities or new relationships they enter.
  • Gain insight of all the tasks the institution is performing when coping with avoidance of money laundering and terrorist finance requirements.
  • See how the institution performs its regular assessment of its set up of its compliance policy.
  • Gain a view on the issues involved for the institution in case of noncompliance.
  • Understand the difference of the compliance obligation in the PSF, management companies and AIFM in comparison with banks.
  • Understand the difference of the compliance obligation in the PSF, management companies and AIFM in comparison with banks.
  • Understand ethics with regard to investment funds and their origins.

What does the training course cover?

Le contenu est identique aux objectifs d'apprentissage pour cette formation.

When will the next session take place?

Datum
City
Language and price
25.02.2027

10.06.2027
Lieu à définir
EN 180,00€

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