Risk Management - Framework for Funds

Who is the training for?

Financial service professionals who want to gain a good understanding of the regulatory framework for risk management in the fund industry.

Duration

8,00 hours(s)

Language(s) of service

Next session

09.11.2023

See details

Location

Luxembourg

Price

350,00€

Goals

Since the UCITS III Directive in 2004 and the AIFM Directive in 2011, the regulatory environment for funds has changed considerably, creating a new risk management framework specifically for funds. This course explores the impact of regulations on risk management for funds.

Understand the regulatory bodies in the fund industry and their roles
Analyse the UCITS Directive and its evolution
Understand the AIFMD and its importance
Gain an understanding of the main circulars in the fund industry

Institutions and regulations
- Institutions
  - European institutions – ESMA, ESRB
  - International institutions
  - National regulators
- Directives and regulations
International legislation
- European legislation
  - UCITS
  - AIFMD
  - MMFD
  - Other European legislation
- Non-European legislation
CSSF circulars
- 11/512
- 18/698
Future trend